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Title: NASD Regulation: A Resource for Investors and the Securities Industry
Url: https://www.finra.org/#/
Publisher: National Association of Securities Dealers.
Description: National Association of Securities Dealers (NASD) developed the NASD Regulation site to provide regulatory information about the securities industry and the Nasdaq Stock Market (discussed in the April 19, 1996 Scout Report). The site contains all NASD press releases since 1996, as well as speeches and testimony by senior management. A monthly publication available at the site highlights the latest regulatory information about the NASD. The primary draw for visitors to the site will probably be the broker disciplinary information service, which allows investors to check on the professional backgrounds and disciplinary records of NASD registered brokers and member firms. Other information available to investors includes tips on investing wisely, how to avoid Internet securities scams and resolving disputes with brokers and brokerage firms.
LC Classification: Social sciences -- Commerce -- Business -- Accounting. Bookkeeping -- Accounts and books -- Special -- Financial instruments. Securities
Social sciences -- Commerce -- Business -- Accounting. Bookkeeping -- By business or activity -- Brokers. Stockbrokers. Securities industry
Social sciences -- Finance
Social sciences -- Finance -- Financial management. Business finance. Corporation finance -- Other topics, A-Z -- Issue of securities
Social sciences -- Finance -- Financial management. Business finance. Corporation finance -- Other topics, A-Z -- Stock. Securities
Social sciences -- Finance -- Investment, capital formation, speculation -- Securities
Social sciences -- Finance -- Study and teaching. Research
GEM Subject: Social studies
Social studies -- Economics
Vocational Education
Vocational Education -- Business
Date Issued: c1998
Resource Type: Collection
Reference Material
Instructional Material
Reference Material -- FAQ
Audio/Visual -- Image/Image Set
Reference Material -- Bibliography
Instructional Material -- Case Study
Format: Document -- HTML
Audience: Educator
Learner
Professional/Practitioner
Education Level: Higher Education -- Graduate/Professional
Higher Education -- Undergraduate (Lower Division)
Higher Education -- Undergraduate (Upper Division)
Higher Education -- Technical Education (Upper Division)
Higher Education -- Technical Education (Lower Division)
Vocational/Professional Development Education
Language: English
Rights: NASD
Access Rights: Free access
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Source: Scout Archives
Full Record Views: 20
Resource URL Clicks: 47
Cumulative Rating: this resource has a 5 star rating (Based on 1 response.)
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